The SEC has implemented new rules requiring commissioner approval for formal investigations, replacing the previous system ...

SEC lawyers need approval from commissioners for investigations, marking a shift after leadership changes and new processes.

The SEC must now seek approval before launching investigations. Previously, the enforcement division had more autonomy in ...

The Securities and Exchange Commission (SEC) announced that Mark T. Uyeda has been appointed Acting Chair.  The Acting Chair ...

Republican SEC Commissioners Hester Peirce and Mark Uyeda issued a joint dissent sharply criticizing charges brought against ...

The group led by Commissioner Hester Peirce will take input from within and outside the agency to create a clear regulatory ...

In a move that risks slowing down enforcement, staff must reportedly first get a thumbs up from the commission's newly ...

On October 21, 2024, the Securities and Exchange Commission’s (the “SEC”) Division of Examinations (the “Division”) published its ...

US Securities Exchange Commission staff have been told to seek permission from leadership before formally starting probes, ...

President Donald Trump today named Securities and Exchange Commissioner Mark Uyeda as acting chairman of the agency.

Mark Uyeda has been appointed Acting Chair of the SEC following Gary Gensler’s resignation, signaling a potential shift in ...

Bitcoin (BTC) and the crypto market saw a slight uptick following Securities & Exchange Commission (SEC) acting chairman Mark ...